12b-1 Fees Resource Center

Additional ICI Resources

Research & Publications

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Perspective

Trends in the Expenses and Fees of Funds, 2020 (pdf)

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Perspective

Trends in the Expenses and Fees of Funds, 2019 (pdf)

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Perspective

Trends in the Expenses and Fees of Funds, 2018 (pdf)

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Navigating Intermediary Relationships (pdf)

Report of the Working Group on Rule 12b-1 (pdf)

History of 12b-1 Fees, Appendix II of the Working Group Report (pdf)

How Mutual Funds Use 12b-1 Fees (pdf)

Use of Rule 12b-1 Fees by Mutual Funds in 1999 (pdf)

Speeches & Statements

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Speech

Should the SEC’s Rule 12b-1 Survive?

American Enterprise Institute Conference on Rule 12b-1 Should the SEC’s Rule 12b-1 Survive? Remarks...

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News Release

ICI Recommends Refinements to Rule 12b-1, July 2007

ICI Recommends Refinements to Rule 12b-1 Focus on Improving Investor Understanding and Board...

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News Release

ICI Welcomes SEC Scrutiny of Rule 12b-1, June 2007

ICI Welcomes SEC Scrutiny of Rule 12b-1 Washington, DC, June 19, 2007 – Paul Schott Stevens...

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