Comment Letters
ICI and IDC Supplemental PCAOB NOCLAR Comment Letter
March 18, 2024—The Investment Company Institute and Independent Directors Council filed a joint...
ICI Follow-Up Comment Letter on Proposed Amendments to FINRA Rule 2210
In late February, FINRA proposed to further amend Rule 2210 (Communications with the Public) (the...
ICI Global Response to UK Money Market Funds Letter
March 8, 2024—In this letter, ICI Global provided feedback to the Financial Conduct Authority (FCA)...
Fund Governance
ICI and IDC Supplemental PCAOB NOCLAR Comment Letter
March 18, 2024—The Investment Company Institute and Independent Directors Council filed a joint...
The Independent Directors Council: 20 Years of Advancing Excellence in Fund Governance
February 29, 2024—In May 2004, the Investment Company Institute formed the Independent Directors...
Summary of Recent ICI Research on First-Mover Advantage, Dilution, and Systemic Risk in Open-End Funds (pdf)
Fund Regulation
Navigating Intermediary Relationships (pdf)
ICI Supplemental Comment Letter on SEC's Proposed Money Market Fund Reforms
On August 8, ICI filed this letter with the Securities and Exchange Commission to supplement our...
IDC Comment Letter on Investment Company Names Rule Proposal
The Independent Directors Council appreciates the opportunity to comment on the Securities and...
Retirement Security
ICI Applauds House Passage of Amendments to Help Americans Save for Retirement
March 7, 2024—Today, ICI President and CEO Eric Pan released the following statement after the House...
ICI: DOL Proposed Fiduciary Rule Will Hurt Millions of Retirement Savers
January 2, 2024—ICI President and CEO Eric Pan released the following statement regarding the...
ICI Comment Letter to IRS on New Roth Catch-Up Requirement Under SECURE 2.0 Act
On October 24, 2023, ICI submitted the attached comment letter to IRS and Treasury in response to...
Taxes
ICI and IDC Supplemental PCAOB NOCLAR Comment Letter
March 18, 2024—The Investment Company Institute and Independent Directors Council filed a joint...
ICI Comment Letter on IRS "Grab Bag" Guidance on Various Provisions of SECURE 2.0 Act
On February 20, 2024, ICI submitted the attached comment letter to the Internal Revenue Service (IRS...
ICI Comment Letter to IRS on New Roth Catch-Up Requirement Under SECURE 2.0 Act
On October 24, 2023, ICI submitted the attached comment letter to IRS and Treasury in response to...
Testimony
ICI Testimony for DOL Hearing on Fiduciary Proposal
December 13, 2023÷–ICI strongly supports efforts to promote retirement security for US workers. Our...
Statement for Senate Hearing on Financial Stability Oversight Council Nonbank Designations (pdf)
Oral Statement on Financial Stability Oversight Council Nonbank Designations
Financial Stability Oversight Council Nonbank Designations Statement of Paul Schott Stevens...
Trading and Markets
ICI: “Vitally Important" That Financial Markets Remain Open
Paul Schott Stevens, president and CEO of the Investment Company Institute, issued the following...
Joint Trades Submit Comment Letter to the Legal Entity Identifier ("LEI") Regulatory Oversight Committee ("ROC") (pdf)
For T+2, It’s All Systems Go
For T+2, It’s All Systems Go By Michael Bodson, Kenneth E. Bentsen Jr., and Paul Schott Stevens (As...