Policy Priorities

Comment Letters

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Comment Letter

ICI Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking Organizations...

ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...
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Comment Letter

ICI Supplemental Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking ...

ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...
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Comment Letter

Joint Comment Letter to SEC on Outsourcing by Investment Advisers

On December 22, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...
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Comment Letter

ICI Comment Letter on the Definition of an Investment Advice Fiduciary

The Investment Company Institute submitted a comment to the Department of Labor (the “Department”)...
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Comment Letter

Supplemental Comment Letter on 2022 SEC Proposal’s Effect on Funds Holding Bank Loans

On December 22, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...
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Comment Letter

ICI Comment Letter on Proposed Amendments to FINRA Rule 2210

Last month, FINRA filed with the SEC proposed amendments to Rule 2210 (Communications with the...
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Comment Letter

ICI's Letter to OMB Regarding its Review of DOL's Amendments to QPAM Exemption

On December 6, 2023, ICI submitted a letter to the Office of Management and Budget (OMB), expressing...
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Comment Letter

Joint Comment Letter to the SEC on ESG Disclosures

On November 30, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...
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Comment Letter

Supplemental Comment Letter on SEC’s 2022 Liquidity, Swing Pricing, and Hard Close Proposal

The Investment Company Institute and ICI Southwest are writing to express our joint concerns with...