Resources

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Comment Letter

ICI Comment Letter on NYDFS Industry Guidance Proposal

The Investment Company Institute (“ICI”) submitted this comment on the Industry Guidance (the...
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Comment Letter

ICI Comment Letter on SEC’s Best Execution and Order Competition Proposal

On March 31, 2023, ICI filed a comment letter on the SEC's proposals for Regulation Best Execution...
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Speech

ICI President’s Address, 2023 Investment Management Conference

It’s always a pleasure to address members of the most important industry in finance. And it’s a...
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White Paper

Board Oversight of Derivatives (pdf)

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Comment Letter

ICI Global Response to FCA on Future Disclosure Framework

The Financial Conduct Authority's (FCA) discussion paper on the Future Disclosure Framework seeks...
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Comment Letter

ICI Global Response to Consultation on PRIIPS and UK Retail Disclosure

ICI Global recently submitted a comment letter in response to a consultation issued by HM Treasury...
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Comment Letter

ICI Comment Letter on Open-End Fund Liquidity Risk Management Programs and Swing Pricing

ICI submitted a comment letter to the SEC's on their proposal for liquidity, swing pricing, hard...
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News Release

ICI: Mandatory Swing Pricing Would Harm Millions of American Investors

The SEC’s liquidity, swing pricing, and hard close proposal would seriously harm the more than 100...
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News Release

IDC Statement on SEC Swing Pricing Proposal

IDC Managing Director Thomas Kim released the following statement regarding the Securities and...