Comment Letter
Supplemental Comment Letter on 2022 SEC Proposal’s Effect on Funds Holding Bank Loans
On December 22, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...
Research
Summary of Recent ICI Research on First-Mover Advantage, Dilution, and Systemic Risk in Open-End Fun...
Comment Letter
ICI Comment Letter on Proposed Amendments to FINRA Rule 2210
Last month, FINRA filed with the SEC proposed amendments to Rule 2210 (Communications with the...
Testimony
ICI Testimony for DOL Hearing on Fiduciary Proposal
December 13, 2023÷–ICI strongly supports efforts to promote retirement security for US workers. Our...
News Release
ICI Statement on SEC Treasury Clearing Rule
December 13, 2023—ICI President and CEO Eric Pan released the following statement on the Security...
Comment Letter
ICI's Letter to OMB Regarding its Review of DOL's Amendments to QPAM Exemption
On December 6, 2023, ICI submitted a letter to the Office of Management and Budget (OMB), expressing...
ICI Viewpoints
The Ghosts You Chase but Never Catch
December 4, 2023—Halloween season is well past, but some banking authorities seem happy to continue...
Comment Letter
Joint Comment Letter to the SEC on ESG Disclosures
On November 30, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...