Resources

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Video

Quick Take: ICI Response to SEC’s Liquidity Management Proposal

Quick Take: ICI Response to SEC’s Liquidity Management Proposal The SEC’s Proposed Minimum Liquidity...
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Video

Focus on Funds: SEC Liquidity Proposal: Good Goals, Unintended Consequences

Focus on Funds SEC Liquidity Proposal: Good Goals, Unintended Consequences The January 15, 2016...
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ICI Viewpoints

How the SEC’s Six-Bucket Approach Could Provide a False Picture of Liquidity

As I explained in a previous post, I filed a letter on January 13 with the U.S. Securities and...
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Comment Letter

ICI Research Comment Letter on SEC Liquidity Proposal (pdf)

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Comment Letter

ICI Comment Letter on SEC Liquidity Proposal (pdf)

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Comment Letter

IDC Comment Letter on SEC Liquidity Risk Management Proposal (pdf)

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Comment Letter

Summary of ICI and IDC Comments on the SEC’s Liquidity Risk Management Proposal (pdf)

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White Paper

Event Processing Assumptions and Considerations (pdf)

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Publication

SEC Valuation and Liquidity Guidance for Registered Investment Companies: Volume 2 (pdf)