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Focus on Funds: SEC Has Ambitious Agenda for Funds

U.S. Securities and Exchange Commission Chair Mary Jo White laid out a list of SEC priorities in her...

Comment Letter

ICI Submits Comment Letters Supporting Efforts by MSRB and FINRA to Shorten the U.S. Securities Sett...

White Paper

Floating NAV Intraday NAV Strike Considerations (pdf)

White Paper

High-Level Process Flow: Intraday Floating NAVs (pdf)

White Paper

SEC Valuation and Liquidity Guidance for Registered Investment Companies, Volume II (pdf)

White Paper

SEC Valuation and Liquidity Guidance for Registered Investment Companies, Volume I (pdf)

Comment Letter

SIFMA and ICI Submit Comments to the SEC Regarding Shortened Settlement Cycle Regulatory Initiatives...

Comment Letter

ICI Letter to IRS on Adviser Contributions to Money Market Funds (pdf)

Comment Letter

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Resources

Focus on Funds: SEC Has Ambitious Agenda for Funds

ICI Submits Comment Letters Supporting Efforts by MSRB and FINRA to Shorten the U.S. Securities Sett...

Floating NAV Intraday NAV Strike Considerations (pdf)

High-Level Process Flow: Intraday Floating NAVs (pdf)

SEC Valuation and Liquidity Guidance for Registered Investment Companies, Volume II (pdf)

SEC Valuation and Liquidity Guidance for Registered Investment Companies, Volume I (pdf)

SIFMA and ICI Submit Comments to the SEC Regarding Shortened Settlement Cycle Regulatory Initiatives...

ICI Letter to IRS on Adviser Contributions to Money Market Funds (pdf)

ICI Comments on the Financial Stability Board’s Second Consultation Regarding Assessment Methodologi...