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White Paper

Financial Intermediary Controls and Compliance Assessment Engagements (pdf)

White Paper

Operational Process Flows and Considerations Related to Dealer/Custodian Resignations (pdf)

Letters to the Editor & Responses

For T+2, It’s All Systems Go

For T+2, It’s All Systems Go By Michael Bodson, Kenneth E. Bentsen Jr., and Paul Schott Stevens (As...

News Release

Financial Services Industry Commends SEC on Final Rule to Facilitate a Shorter Settlement Cycle in U...

Comment Letter

ICI Submits Comment Letter on SEC's Amendment to Securities Transaction Settlement Cycle Proposal (p...

Comment Letter

IDC Files Comment Letter Supporting Move to T+2 Settlement Cycle (pdf)

Video

Focus on Funds: ICI Expands Its Service to the Industry’s “Middle Office”

Rapid change in the fund industry means that the operational support provided by what’s known as the...

White Paper

The Evolution of the Financial Intermediary Controls and Compliance Assessment (pdf)

Comment Letter

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Resources

Financial Intermediary Controls and Compliance Assessment Engagements (pdf)

Operational Process Flows and Considerations Related to Dealer/Custodian Resignations (pdf)

For T+2, It’s All Systems Go

Financial Services Industry Commends SEC on Final Rule to Facilitate a Shorter Settlement Cycle in U...

ICI Submits Comment Letter on SEC's Amendment to Securities Transaction Settlement Cycle Proposal (p...

IDC Files Comment Letter Supporting Move to T+2 Settlement Cycle (pdf)

Focus on Funds: ICI Expands Its Service to the Industry’s “Middle Office”

The Evolution of the Financial Intermediary Controls and Compliance Assessment (pdf)

ICI Comment Letter in Response to Swap Data Repository Rulebook (pdf)