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Comment Letter

ICI Files Comment Letter with FINRA on Proposed Desk Commentary Safe Harbor (pdf)

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Comment Letter

ICI Files Comment Letter with SEC Supporting FINRA Rules to Protect Senior Investors (pdf)

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Comment Letter

ICI Files Letter with FINRA on Proposed Changes to its Non-Cash Compensation Rules (pdf)

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Comment Letter

IDC Comments on SEC's Transfer Agent Regulations Release (pdf)

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Comment Letter

ICI Comment Letter to SEC on Investment Company Reporting Modernization (pdf)

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Comment Letter

ICI Files Letter with SEC Supporting Adoption of FINRA Pay-to-Play Rule, Rule 2390 (pdf)

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Comment Letter

ICI Submits Comment Letter on FINRA's Proposed Rules to Address Senior Exploitation (pdf)

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Comment Letter

ICI Files Comment Letter with FINRA on Proposed Discretionary Authority Rule (pdf)

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Comment Letter

ICI Files Comment Letter with the SEC on the MSRB's 60-Day Extension of the Compliance Date for Rule...