Resources

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News Release

ICI Endorses NASD/NYSE Regulation Consolidation, December 2006

Investment Company Institute Endorses NASD/NYSE Regulation Consolidation Proposal Would Streamline...
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Speech

Finding the Right Balance for Mutual Fund Regulation

2006 Securities Law Developments Conference Finding the Right Balance for Mutual Fund Regulation By...
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Comment Letter

Institute Letter to Committee on Capital Markets Regulation (pdf)

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Comment Letter

Institute Comment Letter on SEC Proposal to Require Electronic Filing of Transfer Agent Forms (pdf)

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Comment Letter

ICI Comment Letter on SEC Compensation Disclosure Proposal (pdf)

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Speech

2006 Equity Markets Conference: Keynote Address

2006 Equity Markets Conference Keynote Address by Paul Schott Stevens President, ICI September 28...
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Comment Letter

Institute Comment Letter to MSRB on "Access Equals Delivery" Standard for Official Statements (pdf)

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Comment Letter

ICI Comment Letter on Revised Soft Dollar Guidance (pdf)

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News Release

ICI Issues Statement on Appointment of Erik Sirri as Director of SEC Division of Market Regulation, ...

ICI Issues Statement on Appointment of Erik Sirri as Director of the SEC’s Division of Market...