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Comment Letter

ICI Comment Letter on the SEC Proposal to Replace Rule 12b-1 with a New Distribution Framework (pdf)

Comment Letter

ICI Letter on FSOC Request for Information on Volcker Rule (pdf)

ICI Viewpoints

Companies Should Be Designated as “Systemically Significant” Only in Limited Circumstances

The newly-created Financial Stability Oversight Council (FSOC) has been tasked with determining...

Comment Letter

ICI Letter Requesting Extension of IRS Guidance for Auction Rate Preferred Stock (pdf)

Comment Letter

ICI Files Comment Letter Supporting Revised FINRA Rule Relating To Settlement Dates on Confirmations...

Comment Letter

ICI Letter on SEC Study Regarding Enhancing Investment Adviser Examinations (pdf)

Comment Letter

ICI Comment Letter on SEC Concept Release on Proxy System (pdf)

Comment Letter

ICI Responds to SEC Request for Comment on Application of IFRS to Investment Companies (pdf)

Comment Letter

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Resources

ICI Comment Letter on the SEC Proposal to Replace Rule 12b-1 with a New Distribution Framework (pdf)

ICI Letter on FSOC Request for Information on Volcker Rule (pdf)

Companies Should Be Designated as “Systemically Significant” Only in Limited Circumstances

ICI Letter Requesting Extension of IRS Guidance for Auction Rate Preferred Stock (pdf)

ICI Files Comment Letter Supporting Revised FINRA Rule Relating To Settlement Dates on Confirmations...

ICI Letter on SEC Study Regarding Enhancing Investment Adviser Examinations (pdf)

ICI Comment Letter on SEC Concept Release on Proxy System (pdf)

ICI Responds to SEC Request for Comment on Application of IFRS to Investment Companies (pdf)

ICI Letter On NFA Petition To Narrow CFTC Rule 4.5 Exclusion For REGISTERED Investment Companies (pd...