Resources

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Paper

Report on Funds’ Use of Proxy Advisory Firms (pdf)

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ICI Viewpoints

“Preemptive Runs” and Money Market Fund Gates and Fees: Theory Meets Practice

A recent post on the blog of the Federal Reserve Bank of New York discusses the possibility that new...
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ICI Viewpoints

Industry Leaders Reflect on Serving Investors in an Evolving World

Speaking on the Leadership Panel held Wednesday, May 21, at ICI’s General Membership Meeting (GMM)...
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ICI Viewpoints

SEC Chair White Stresses Need for FSOC to Consult Sources for Necessary Expertise

Securities and Exchange Commission (SEC) Chair Mary Jo White today called for the U.S. Financial...
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ICI Viewpoints

Updated FICCA Framework Makes Auditing Omnibus Accounts Easier, More Efficient

Many financial intermediaries—such as broker-dealers, financial advisers, and retirement plan...
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Comment Letter

IDC/ICI Comment Letter on PCAOB Auditor Reporting Model (pdf)

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Comment Letter

Additional ICI Comment Letter on NYSE Proposal Regarding Proxy Distribution Fees (pdf)

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Comment Letter

ICI Comment Letter on NYSE Proposal Regarding Proxy Distribution Fees (pdf)

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Comment Letter

ICI Comment Letters in Response to Proposed Rule Changes by the NYSE and Nasdaq to Modify Listing Ru...