Resources

More
Comment Letter

Institute Comment Letter to Department of Labor on Proposed 408(b)(2) Focus Group Study (pdf)

More
Comment Letter

Institute Letter to DOL on Timing of Annual Participant Disclosure Deadline (pdf)

More
Comment Letter

ICI Letter on FINRA Proposal to Increase ATS Transparency (pdf)

More
Comment Letter

ICI Files Letter with SEC Recommending that the SEC Disapprove MSRB Rule G-45 due to continuing Conc...

More
Comment Letter

ICI and ICI Global Comment Letter on Joint Forum Consultative Document on Point of Sale Disclosure (...

More
Comment Letter

ICI Comment Letter on Annual Report/Return of Employee Benefit Plan (Form 5500) (pdf)

More
Comment Letter

ICI Comments on Proposed Measures Relating to General Solicitation and Advertising for Private Funds...

More
Comment Letter

ICI Files Comment Letter with the SEC on MSRB Proposed Rule G-45 and Form G-45 (pdf)

More
Comment Letter

ICI Comments on Petition for Rulemaking to Shorten Reporting Deadline Under Section 13(f) of the Exc...