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Speech

SEC Roundtable on Oversight of Credit Rating Agencies

SEC Roundtable on Oversight of Credit Rating Agencies Statement of Paul Schott Stevens President...

Comment Letter

ICI Comment Letter on SEC Proposed Amendments to NRSRO Rules (pdf)

Comment Letter

ICI Comment Letter on DOL Investment Advice Final Rule

Paper

Financial Services Regulatory Reform: Discussion and Recommendations (pdf)

Comment Letter

Institute President's Submission to SEC Chairman Schapiro

Comment Letter

ICI Comment Letter on IRS Proposed Regulation Under IRC 411(a)(11) (pdf)

Comment Letter

Appendix: ICI Comment Letter Appendix to DOL on Participant Fee Disclosure Proposal

Appendix Assessing the Department of Labor’s Assumption that 401(k) Plan Participants Pay Fees that...

Comment Letter

ICI Comment Letter In Response To SEC's Reopening Of Comment Period For Summary Prospectus Proposal ...

Comment Letter

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Resources

SEC Roundtable on Oversight of Credit Rating Agencies

ICI Comment Letter on SEC Proposed Amendments to NRSRO Rules (pdf)

ICI Comment Letter on DOL Investment Advice Final Rule

Financial Services Regulatory Reform: Discussion and Recommendations (pdf)

Institute President's Submission to SEC Chairman Schapiro

ICI Comment Letter on IRS Proposed Regulation Under IRC 411(a)(11) (pdf)

Appendix: ICI Comment Letter Appendix to DOL on Participant Fee Disclosure Proposal

ICI Comment Letter In Response To SEC's Reopening Of Comment Period For Summary Prospectus Proposal ...

ICI Comment Letter on SEC Amendments to NRSRO Rules (pdf)