Resources

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Comment Letter

ICI Letter on SEC Proposal to Facilitate Shareholder Director Nominations (pdf)

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Comment Letter

Institute Comment Letter on FINRA's Proposed Compensation Rule Amendments (pdf)

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Comment Letter

ICI Comment Letter on CFTC's Consideration of Changes to Permitted Investments (pdf)

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News Release

ICI Supports Regulatory Reform to Enhance Investor Protections

ICI Supports Regulatory Reform to Enhance Investor Protections ICI President Recommends a Stronger...
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Comment Letter

ICI Letter to New Assistant Secretary of Labor

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News Release

ICI Commends SEC for Addressing Disclosure Needs in Municipal Market

ICI Commends SEC for Important Step Forward in Addressing Critical Disclosure Needs in Municipal...
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Comment Letter

New Restriction on Short Sales Are Unnecessary, ICI Tells SEC

New Restriction on Short Sales Are Unnecessary; Investor Protections in Place, ICI Tells SEC...
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Paper

Principles to Enhance Understanding of Target Date Funds (pdf)

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Comment Letter

ICI Comments on FINRA Proposal to Require Members to Send Account Statements Monthly Rather Than Qua...