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Comment Letter

New Restriction on Short Sales Are Unnecessary, ICI Tells SEC

New Restriction on Short Sales Are Unnecessary; Investor Protections in Place, ICI Tells SEC...

Comment Letter

ICI Comments on FINRA Proposal to Require Members to Send Account Statements Monthly Rather Than Qua...

Comment Letter

ICI Comment Letter on FinCEN's Proposed Rules and Guidance on Suspicious Activity Reporting (pdf)

Comment Letter

ICI Comment Letter on FINRA Notice to Members on Reporting of Personal Securities Transactions

Comment Letter

ICI Comment Letter to Treasury and IRS on Mandatory Cost Basis Reporting

Comment Letter

ICI Comment Letter on NYSE Proposal Regarding Broker Voting On Elections of Directors and Investment...

Comment Letter

ICI Comment Letter on SEC Proposed Amendments to NRSRO Rules (pdf)

Comment Letter

ICI Comment Letter on IASB Consolidation Proposal (pdf)

Comment Letter

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Resources

New Restriction on Short Sales Are Unnecessary, ICI Tells SEC

ICI Comments on FINRA Proposal to Require Members to Send Account Statements Monthly Rather Than Qua...

ICI Comment Letter on FinCEN's Proposed Rules and Guidance on Suspicious Activity Reporting (pdf)

ICI Comment Letter on FINRA Notice to Members on Reporting of Personal Securities Transactions

ICI Comment Letter to Treasury and IRS on Mandatory Cost Basis Reporting

ICI Comment Letter on NYSE Proposal Regarding Broker Voting On Elections of Directors and Investment...

ICI Comment Letter on SEC Proposed Amendments to NRSRO Rules (pdf)

ICI Comment Letter on IASB Consolidation Proposal (pdf)

ICI Comment Letter on DOL Investment Advice Final Rule