Comment Letter
ICI Comment Letter on Certain Information Providers Acting as Investment Advisers
In June, the SEC issued a request for comment on index providers, model portfolio providers, and...
Comment Letter
Comment Letter on Remuneration Aspects of FCA's DP20/2: Prudential Requirements for MiFID Investment...
Comment Letter
ICI Letter on SEC’s Concept Release on Securities Offering Exemptions (pdf)
Video
Focus on Funds: Fund Directors and CCOs Work Together to Benefit Shareholders
Independent directors and chief compliance officers (CCOs) form an important team on behalf of fund...
Comment Letter