ICI Viewpoints
The SEC’s Liquidity Proposal Is Arbitrary and Harmful to Investors
January 12, 2024—Open-end long-term mutual funds (“funds”) have a long history of successfully...
Comment Letter
Supplemental Comment Letter on SEC Proposal’s Effect on Funds Holding Bank Loans
On December 22, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...
Comment Letter
Supplemental Comment Letter on SEC’s 2022 Liquidity, Swing Pricing, and Hard Close Proposal
The Investment Company Institute and ICI Southwest are writing to express our joint concerns with...
Comment Letter
ICI Global Comment Letter on IOSCO Liquidity Management Tool Guidance
On September 2, 2023, ICI Global provided comments on the International Organization of Securities...
Comment Letter
ICI Global Comment Letter on Proposed Revisions to the FSB’s 2017 Policy Recommendations
On September 2, 2023, ICI Global filed comments with the Financial Stability Board (FSB) and the...
Comment Letter
ICI Comment Letter on Open-End Fund Liquidity Risk Management Programs and Swing Pricing
ICI submitted a comment letter to the SEC's on their proposal for liquidity, swing pricing, hard...
News Release
ICI: Mandatory Swing Pricing Would Harm Millions of American Investors
The SEC’s liquidity, swing pricing, and hard close proposal would seriously harm the more than 100...
Comment Letter
IDC Comment Letter on Open-End Fund Liquidity Risk Management Programs and Swing Pricing
The Independent Directors Council submitted this comment letter to the SEC on their proposal to...