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Comment Letter

ICI Follow-Up Comment Letter on Proposed Amendments to FINRA Rule 2210

In late February, FINRA proposed to further amend Rule 2210 (Communications with the Public) (the...

Speech

Welcoming Remarks, 2018 ICI Securities Law Developments Conference

Welcoming Remarks Susan Olson General Counsel Investment Company Institute 2018 Securities Law...

White Paper

Delivering ERISA Disclosure for Defined Contribution Plans (pdf)

Paper

Investor Views on the U.S. Securities and Exchange Commission's Proposed Summary Prospectus (pdf)

Fact Sheet

Cost-Benefit Analysis of the Summary Prospectus Proposal (pdf)

Research

Understanding Investor Preferences for Mutual Fund Information (pdf)